Jennifer A Nelson

Minneapolis, MN

Claim This Profile

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2020-02-21
MN	RA	APPROVED	2014-02-06

TX RA
APPROVED

Since 2020-02-21
MN RA
APPROVED

Since 2014-02-06

Branch Locations

225 South 6Th Street, Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Minneapolis	MN	03/2011	Present

03/2011 → Present

Morgan Stanley Smith Barney Llc

Minneapolis, MN

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2000-04-20

S63 Uniform Securities Agent State Law Examination

2000-04-20

Other Names

Jenny A Oase
Jennifer A Oase

View on SEC IAPD

Other Firms

HAYS FINANCIAL GROUP, LLC

THRIVENT ASSET MANAGEMENT, LLC

THRIVENT PRIVATE INVESTMENTS

THRIVENT FINANCIAL FOR LUTHERANS

CETERA INVESTMENT ADVISERS LLC

LPL FINANCIAL LLC

VAN CLEMENS WEALTH MANAGEMENT, LLC

LOGAN PARK WEALTH MANAGEMENT

Other Investors

Matthew William Hogan

GREGORY ALAN KLEIN

Bryon Andrew Eggan

ROBYN MARY JOYNER

Cole Hendrickson Carter

Jennifer Elizabeth Finn

Other Offices

HAYS FINANCIAL GROUP, LLC · MINNEAPOLIS, MN

THRIVENT ASSET MANAGEMENT, LLC · MINNEAPOLIS, MN

THRIVENT PRIVATE INVESTMENTS · MINNEAPOLIS, MN

THRIVENT FINANCIAL FOR LUTHERANS · MINNEAPOLIS, MN

CETERA INVESTMENT ADVISERS LLC · MINNEAPOLIS, MN

THRIVENT ASSET MANAGEMENT, LLC · Minneapolis, MN

LPL FINANCIAL LLC · MINNEAPOLIS, MN

THRIVENT ASSET MANAGEMENT, LLC · Minneapolis, MN

More in Minneapolis, MN

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor