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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-11-03 |
| TX | RA | APPROVED_RES | 2017-08-07 |
| HI | RA | APPROVED | 1997-11-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Honolulu | HI | 06/1996 | Present |
1)LILIHA SQUARE AOAO / HONOLULU HAWAII 96817 / ASSOCIATION (I.E., TRADE OR INDUSTRY, SPORT...) / OTHER ASSOCIATION OF APARTMENT OWNERS / MANAGED APARTMENT / OFFICER / BOARD TREASURER / START DATE 07/13/2005.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-08-03 |
| S63 | Uniform Securities Agent State Law Examination | 1996-01-06 |
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