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60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-02-13 |
| TX | RA | APPROVED_RES | 2026-02-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Lone Tree | CO | 07/2006 | 07/2017 |
| Charles Schwab Bank | Lone Tree | CO | 06/2007 | 07/2017 |
| Kesta Advisory Services, Llc | Denver | CO | 11/2017 | 10/2018 |
| Sabbatical | Parker | CO | 07/2017 | 11/2017 |
| Compass Bank | Birmingham | AL | 10/2018 | 07/2021 |
| Bbva Compass Insurance Agency, Inc. | Austin | TX | 10/2018 | 07/2021 |
| Bbva Securities Inc. | Castle Rock | CO | 10/2018 | 07/2021 |
| Bbva Wealth Solutions Inc. | Castle Rock | CO | 10/2018 | 07/2021 |
| U.S. Bancorp Investments, Inc. | Denver | CO | 08/2021 | 02/2026 |
| U.S. Bancorp Advisors, Llc | Denver | CO | 02/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-08-11 |
| S63 | Uniform Securities Agent State Law Examination | 2000-01-25 |
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