David Wayne Dupont

Current Employers

Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2024-11-15
VA	RA	APPROVED	2021-07-14
KY	RA	APPROVED	2015-04-13
NC	RA	APPROVED	2006-11-08

SC RA
APPROVED

Since 2024-11-15
VA RA
APPROVED

Since 2021-07-14
KY RA
APPROVED

Since 2015-04-13
NC RA
APPROVED

Since 2006-11-08

Branch Locations

The Moses H. Cone Memorial Hospital 1200 North Elm Street, Suite 1-C280, Greensboro, NC 27401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Valic Financial Advisors	Greensboro	NC	09/1997	Present
Agia	Houston	TX	12/2022	Present

09/1997 → Present

Valic Financial Advisors

Greensboro, NC
12/2022 → Present

Agia

Houston, TX

Other Businesses

AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-11-07
S63	Uniform Securities Agent State Law Examination	1994-09-07

S65 Uniform Investment Adviser Law Examination

2006-11-07
S63 Uniform Securities Agent State Law Examination

1994-09-07

View on SEC IAPD

Current Employers

Valic Financial Advisors, Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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