Kevin Douglas Houser

Current Employers

Employment History

• 06/2008 → 09/2016
  Lpl Financial
  Allentown, PA
• 09/2016 → 01/2026
  Ameriprise Financial Services, Llc
  Center Valley, PA
• 01/2026 → Present
  Wells Fargo Advisors Financial Network, Llc
  Allentown, PA

Previous Registrations

• 2016-09-16 → 2026-01-28
  Ameriprise Financial Services, Llc
  Bedminster, NJ
  Allentown, PA
  Center Valley, PA
  Breinigsville, PA
• 2008-06-25 → 2016-09-28
  Lpl Financial Llc
  Allentown, PA
  San Diego, CA
  Allentown, PA
• 2004-12-13 → 2008-07-01
  Wells Fargo Clearing Services, Llc
  Allentown, PA
  Allentown, PA

Other Businesses

Business Ownership; Book on Retirement, LLC.; Co-Author ; Book revenue; PO Box 734, , Trexlertown, PA, 18087-9998; Not Investment-Related; 04/15/2015; 1 to 9 hours per month; 0 during trading hours / Tax Preparation; Owner; Tax Preparation; PO Box 734, , Trexlertown, PA, 18087-9998; Not Investment-Related; 01/01/2008; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; KH Tax Prep; Owner; Tax Preparation; PO Box 734, , Trexlertown, PA, 18087-9998; Not Investment-Related; 01/01/2008; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; MT Fitness Studio; My wife, Carrie, is opening her open fitness studio (MT Fitness Studio). Her plan is to do organize as an LLC. We are in conversation with our CPA who is deciding on a C or S Corp tax status based upon her business plan. I suspect it will be an S Corp tax filing. I will be not an active participant in any fashion other than I need to sign the lease since they are reviewing our joint tax returns and there is an income disparity which is why they would want me to be a part of the 3-year guarantee of the lease payment. The current tenant's lease is up at the end of November but could possibly be leaving as early as Nov. 1st and/or might sign on to a monthly lease for another month or two depending upon the Trane Co. headquarters direction which is why I am reporting this now. The ideal time is 12/01/2025 which is the date of their original lease expiration. They do have the right to go monthly for a period unknown. I do not plan to have any active role in the business other than signing the lease. Please advise if this is something that needs to be reported as an OBA. Thank you. ; Green Hills II, 5425 Tilghman St., Allentown, PA, 18104; Not Investment-Related; 12/01/2025; 0 hours per month; 0 during trading hours. HOUSER PLESSL & STAPLES WEALTH MANAGEMENT GROUP; INV RELATED;ALLENTOWN,PA; WEALTH MANAGEMENT AND FINANCIAL PLANNING;33% OWNERSHIP; START DATE: 01/26/2026; 50 HRS PER MONTH; 50 HRS DURING TRADING; HOUSER FINANCIAL LLC; INV RELATED;ALLENTOWN,PA; WEALTH MANAGEMENT AND FINANCIAL PLANNING;100% OWNERSHIP; START DATE: 01/26/2026; 40 HRS PER MONTH; 40 HRS DURING TRADING;

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-08-25
• S63 Uniform Securities Agent State Law Examination
  1994-08-15

Designations

Other Names

• Kevin D Houser