Best Investors Account Sign in
Inactive

Stephen John Prinster

Mercer Global Advisors Inc.

Denver, CO

Claim This Profile
Current Employers
Mercer Global Advisors Inc.

1200 17Th Street Suite 2000, Denver, CO 80202 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2018-03-23
  • CO RA
    APPROVED
    Since 2018-03-23

Branch Locations

1200 17Th Street Suite 500, Denver, CO 80202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mercer Global Advisors Inc. Santa Barbara CA 06/2008 02/2018
Mercer Global Advisors Inc. Denver CO 03/2018 09/2023
Mercer Global Advisors Inc. Denver CO 09/2023 Present
Previous Registrations
  • 2001-01-23 → 2008-06-30
    Mercer Advisors
    Santa Barbara, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-05-02
S65 Uniform Investment Adviser Law Examination 1994-06-21
  • S63 Uniform Securities Agent State Law Examination
    1997-05-02
  • S65 Uniform Investment Adviser Law Examination
    1994-06-21
Other Names
  • Stephen Prinster

View on SEC IAPD

Other Firms

EXCELLERE PARTNERS
ALPINE QUANTITATIVE MANAGEMENT, LLC
MORGAN STANLEY
CETERA INVESTMENT ADVISERS LLC
DREAM U.S. MANAGER LLC
KSL CAPITAL PARTNERS
CIBC PRIVATE WEALTH ADVISORS, INC.
RAYMOND JAMES & ASSOCIATES, INC.

Other Investors

TRISHA RENEA MINGO
Nicholas Dean Phillips
Andrea Saenz
STEVEN SEARES MURRAY
ANGELA LEACH PIZZICHINI
TANISHA MARIE SIMON
BRET ALLEN ROBERTS
NICHOLAS MICHAEL YIP

Other Offices

EXCELLERE PARTNERS · DENVER, CO
ALPINE QUANTITATIVE MANAGEMENT, LLC · DENVER, CO
MORGAN STANLEY · Denver, CO
CETERA INVESTMENT ADVISERS LLC · DENVER, CO
DREAM U.S. MANAGER LLC · DENVER, CO
KSL CAPITAL PARTNERS · DENVER, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO

More in Denver, CO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor