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3551 7Th Street, Moline, IL 61265 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-04-03 |
| IL | RA | APPROVED | 2009-03-27 |
| IA | RA | APPROVED | 2009-03-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Davenport | IA | 08/1999 | Present |
| Quad City Investment Advisors, Llc | Davenport | IA | 01/2009 | Present |
| Cmg Investment Advisers, Llc | Davenport | IA | 03/2009 | 11/2016 |
1. 08/20/1999 - QUAD CITY INVESTMENT CENTER - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - TIME SPENT 100%. 2. 4/29/2008 - QUAD CITY BANK AND TRUST - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Time Spent 17% - JOIN THE MANAGEMENT TEAM OF THE BANK AS VICE PRESIDENT - WEALTH MANAGEMENT. 3. 3/29/2010 - Quad City Investment Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Time Spent 20% - FIXED FEE. 4. 6/15/2017 - Quad City Investment Advisors, LLC - DBA: Quad City Investment Center - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 04/01/2017 - 25 Hours Per Month/5 Hours During Securities Trading - I provide investment advisory services through Quad City Investment Advisors, LLC, an independent investment advisor firm. I started this business activity in June 2017. I expect to spend approximately 25 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-08-14 |
| S63 | Uniform Securities Agent State Law Examination | 1994-07-11 |
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