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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-02-23 |
| IL | RA | APPROVED | 2026-01-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Moline | IL | 02/2008 | 01/2026 |
| Raymond James Financial Services, Inc. | Moline | IL | 01/2026 | Present |
| Raymond James Financial Services Advisors, Inc. | Moline | IL | 01/2026 | Present |
(1)Name of Business: SBS Financial, Inc. Address: 615 35th Ave, Moline, IL, 61265-6107, United States Activity Type: Support Company - Owner Position/Title: Officer - Secretary Investment Related: No Start Date: 01/01/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: This is the DBA for our financial advisory practice.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-01-29 |
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