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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-01-27 |
| IL | RA | APPROVED | 2026-01-20 |
| TX | RA | APPROVED | 2026-01-20 |
Branch Locations
615 35Th Ave, Moline, IL 61265 • United States
Englewood, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Moline | IL | 02/2008 | 01/2026 |
| Raymond James Financial Services, Inc. | Moline | IL | 01/2026 | Present |
| Raymond James Financial Services Advisors, Inc. | Moline | IL | 01/2026 | Present |
(1) Name of Business: SBS Financial, Inc. Address: 615 35th Ave, Moline, IL, 61265-6107, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 02/08/2008 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: This is a DBA for our financial Advisory practice.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-06-26 |
| S63 | Uniform Securities Agent State Law Examination | 1997-01-15 |
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