Blake Adam Schaeffer

Employer firm

Quad City Investment Center CRD 112187

$408M regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2006 → Present
  Lpl Financial Llc
  Davenport, IA
• 03/2011 → Present
  Quad City Investment Advisors, Llc
  Davenport, IA

Other Businesses

(1) 04/19/2007: QUAD CITY INVESTMENT CENTER - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) (2) 03/09/2011: QUAD CITY INVESTMENT ADVISORS - INV REL - AT REPORTED BUSIENSS LOCATION(S) - REGISTERED INVESTMENT ADVISOR - (HYBRID) - INVESTMENT ADVISOR REPRESENTATIVE. (3) 5/24/2017: Quad City Investment Center - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 05/10/2017 - 80 Hours Per Month During Securities Trading - I provide investment advisory services through Quad City Investment Center, an independent investment advisor firm. I started this business activity in May 2017. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2010-12-07
• S63 Uniform Securities Agent State Law Examination
  2007-08-23