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3551 7Th Street, Moline, IL 61265 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2011-03-22 |
| IA | RA | APPROVED | 2011-03-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Davenport | IA | 03/2006 | Present |
| Quad City Investment Advisors, Llc | Davenport | IA | 03/2011 | Present |
(1) 04/19/2007: QUAD CITY INVESTMENT CENTER - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) (2) 03/09/2011: QUAD CITY INVESTMENT ADVISORS - INV REL - AT REPORTED BUSIENSS LOCATION(S) - REGISTERED INVESTMENT ADVISOR - (HYBRID) - INVESTMENT ADVISOR REPRESENTATIVE. (3) 5/24/2017: Quad City Investment Center - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 05/10/2017 - 80 Hours Per Month During Securities Trading - I provide investment advisory services through Quad City Investment Center, an independent investment advisor firm. I started this business activity in May 2017. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-12-07 |
| S63 | Uniform Securities Agent State Law Examination | 2007-08-23 |
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