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3551 7Th Street, Moline, IL 61265 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2017-10-18 |
| IA | RA | APPROVED | 2017-10-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade, Inc. | Ormond Beach | FL | 05/2005 | 10/2017 |
| Lpl Financial, Llc | Davenport | IA | 10/2017 | Present |
| Quad City Investment Advisors Llc Dbaquad City Investment Center | Davenport | IA | 10/2017 | Present |
| Quad City Investment Advisors Llc Dbaquad City Investment Center | Davenport | IA | 01/2026 | Present |
1. 10/06/2017 - QUAD CITY INVESTMENT CENTER/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 100%/ DAVENPORT, IA 2. 10/12/2017 - Quad City Investment Advisors, LLC - DBA: Quad City Investment Center - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 10/01/2017 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Quad City Investment Advisors, LLC., an independent investment advisor firm. I started this business activity in October 2017. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 10/12/2017 - Quad City Investment Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 10/01/2017 - 160 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through Quad City Investment Advisors, LLC., an independent investment advisor firm. I started this business activity in October 2017. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 09/20/2022 - Assumption High School - Not Investment Related - Davenport, IA - Outside/W-2 Employment - Assistant Softball Coach - Start Date - 06/10/2022 - 40 Hours Per Month/0 Hours During Securities Trading 5. 02/03/2026 - Quad City Investment Advisors, LLC - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 01/28/2026 - 20 hours per month/ during trading - I provide investment advisory services through Quad City Investment Advisors, LLC, an independent investment advisor firm. I started this business activity in 2/2026. I expect to spend approximately 20 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-05-08 |
| S63 | Uniform Securities Agent State Law Examination | 2007-02-02 |
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