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Current Employers
Quad City Investment Center

3551 7Th Street, Moline, IL 61265 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2017-10-18
IA RA APPROVED 2017-10-18
  • IL RA
    APPROVED
    Since 2017-10-18
  • IA RA
    APPROVED
    Since 2017-10-18

Branch Locations

3551 7Th Street, Moline, IL 61265 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc. Ormond Beach FL 05/2005 10/2017
Lpl Financial, Llc Davenport IA 10/2017 Present
Quad City Investment Advisors Llc Dbaquad City Investment Center Davenport IA 10/2017 Present
Quad City Investment Advisors Llc Dbaquad City Investment Center Davenport IA 01/2026 Present
  • 05/2005 → 10/2017
    Scottrade, Inc.
    Ormond Beach, FL
  • 10/2017 → Present
    Lpl Financial, Llc
    Davenport, IA
  • 10/2017 → Present
    Quad City Investment Advisors Llc Dbaquad City Investment Center
    Davenport, IA
  • 01/2026 → Present
    Quad City Investment Advisors Llc Dbaquad City Investment Center
    Davenport, IA
Previous Registrations
  • 2017-05-08 → 2017-10-11
    Scottrade Investment Management
    Saint Louis, MO
Other Businesses

1. 10/06/2017 - QUAD CITY INVESTMENT CENTER/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 100%/ DAVENPORT, IA 2. 10/12/2017 - Quad City Investment Advisors, LLC - DBA: Quad City Investment Center - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 10/01/2017 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Quad City Investment Advisors, LLC., an independent investment advisor firm. I started this business activity in October 2017. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 10/12/2017 - Quad City Investment Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 10/01/2017 - 160 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through Quad City Investment Advisors, LLC., an independent investment advisor firm. I started this business activity in October 2017. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 09/20/2022 - Assumption High School - Not Investment Related - Davenport, IA - Outside/W-2 Employment - Assistant Softball Coach - Start Date - 06/10/2022 - 40 Hours Per Month/0 Hours During Securities Trading 5. 02/03/2026 - Quad City Investment Advisors, LLC - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 01/28/2026 - 20 hours per month/ during trading - I provide investment advisory services through Quad City Investment Advisors, LLC, an independent investment advisor firm. I started this business activity in 2/2026. I expect to spend approximately 20 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-05-08
S63 Uniform Securities Agent State Law Examination 2007-02-02
  • S66 Uniform Combined State Law Examination
    2017-05-08
  • S63 Uniform Securities Agent State Law Examination
    2007-02-02

View on SEC IAPD

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