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Cassandra J Vining

Quad City Investment Center

Moline, IL

Davenport, IA

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Current Employers
Quad City Investment Center

3551 7Th Street, Moline, IL 61265 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-10-16
IA RA APPROVED 2023-10-16
  • IL RA
    APPROVED
    Since 2023-10-16
  • IA RA
    APPROVED
    Since 2023-10-16

Branch Locations

3551 7Th Street, Moline, IL 61265 • United States

5405 Utica Ridge Road Suite 100, Davenport, IA 52807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Quad City Bank And Trust Davenport IA 05/2018 Present
Quad City Financial Group Davenport IA 05/2017 05/2018
Grace Engineered Products/Letter2Word Davenport IA 01/2012 01/2017
Unemployed Leclaire IA 01/2017 05/2018
Lpl Financial Llc Davenport IA 05/2018 Present
Quad City Investment Center Moline IL 05/2018 Present
Quad City Investment Center Moline IL 10/2023 Present
  • 05/2018 → Present
    Quad City Bank And Trust
    Davenport, IA
  • 05/2017 → 05/2018
    Quad City Financial Group
    Davenport, IA
  • 01/2012 → 01/2017
    Grace Engineered Products/Letter2Word
    Davenport, IA
  • 01/2017 → 05/2018
    Unemployed
    Leclaire, IA
  • 05/2018 → Present
    Lpl Financial Llc
    Davenport, IA
  • 05/2018 → Present
    Quad City Investment Center
    Moline, IL
  • 10/2023 → Present
    Quad City Investment Center
    Moline, IL
Other Businesses

1) 12/08/2021 - Quad City Investment Center - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-23
  • S66 Uniform Combined State Law Examination
    2023-09-23
Other Names
  • Cassie Vining

View on SEC IAPD

Other Firms

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
STATE FARM INVESTMENT MANAGEMENT CORP.
EDWARD JONES
THRIVENT INVESTMENT MANAGEMENT INC.
J.P. MORGAN SECURITIES LLC
LPL FINANCIAL LLC
THE PLANNING CENTER, INC.
UNITED CAPITAL FINANCIAL ADVISORS

Other Investors

Shane Conroy Swift
Jamie Stoneking
James Michael Schmertmann
John Steven Bush
Brett A Johnson
Eric Gene VanWinkle
TYLER MATHEW EDWARDS
BLAKE ADAM SCHAEFFER

Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Moline, IL
STATE FARM INVESTMENT MANAGEMENT CORP. · Moline, IL
EDWARD JONES · ROCK ISLAND, IL
STATE FARM INVESTMENT MANAGEMENT CORP. · Moline, IL
THRIVENT INVESTMENT MANAGEMENT INC. · Moline, IL
EDWARD JONES · ROCK ISLAND, IL
J.P. MORGAN SECURITIES LLC · Moline, IL
LPL FINANCIAL LLC · MOLINE, IL

More in Moline, IL

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