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3030 North Rocky Point Drive West Suite 700, Tampa, FL 33607 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-07-16 |
Branch Locations
1800 Glenarm Place Suite 1003 Denver, Co 80202 Suite 1003, Denver, CO 80202 • United States
3030 North Rocky Point Drive West Suite 700, Tampa, FL 33607 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Denver | CO | 05/2009 | 07/2024 |
| Ifp Securities Llc | Tampa | FL | 07/2024 | Present |
| Independent Financial Partners | Tampa | FL | 07/2024 | Present |
(1) Rino Venue, LLC – not investment related – 3560 Chestnut Place, Denver, CO 80216 – passive investment in Number 38 restaurant – limited partner – start date Jun 24, 2021 – 0 hours/month (0 during trading hours) – approximately 0.96% passive ownership interest with no management authority, control, or day-to-day responsibilities
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-05-10 |
| S63 | Uniform Securities Agent State Law Examination | 1997-01-16 |
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