Andrew Joseph Barkley

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2014 → 03/2020
  Ameriprise Financial Services, Inc.
  Rocky River, OH
• 03/2020 → 09/2024
  Ameriprise Financial Services, Llc
  Rocky River, OH
• 09/2024 → Present
  Lpl Financial Llc
  Rocky River, OH

Previous Registrations

• 2014-03-28 → 2024-09-30
  Ameriprise Financial Services, Llc
  Rocky River, OH
  Strongsville, OH
  Rocky River, OH
• 2005-06-02 → 2014-04-03
  Commonwealth Financial Network
  Cleveland, OH
  Mentor, OH
  Cleveland, OH
• 2005-06-08 → 2014-04-02
  Hw Financial Advisors
  Cleveland, OH
  Cleveland, OH
• 2004-12-17 → 2005-04-21
  Commonwealth Financial Network
  Cleveland, OH

Other Businesses

1-09/2024 / Strophic Inc / Business Entity For Tax/Investment Purposes Only / NON INV RLTD / 174 HRS MNTH / START 04/01/2020 2-09/2024 / Aria Financial Group / DBA for LPL Business (entity for LPL business) / INV RLTD / 174 HRS MNTH / START 01/01/2018 3-09/2024 / MEBO LLC / Real Estate Rental / INV RLTD / 2 HRS MNTH / START 09/21/2021

Exams

• S63 Uniform Securities Agent State Law Examination
  1994-07-20

Designations

• Certified Financial Planner

Other Names

• Andy Barkley