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210 University Blvd Suite 650, Denver, CO 80206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APP_PEND_IARCE | 2026-01-01 |
| TX | RA | APPROVED_RES | 2011-05-05 |
Branch Locations
210 University Blvd Suite 650, Denver, CO 80206 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
TIMOTHY J. ULFIG IS A PARTNER IN A REAL ESTATE LLC. ESTABLISHED IN 1997. THE PARTNERS OWN INCOME PRODUCING PROPERTIES IN THE LLC. THIS IS NOT CONSIDERED TO BE "INVESTMENT RELATED" BUSINESS. MR. ULFIG'S TIME COMMITMENT TO THIS BUSINESS CONSISTS OF APPROXIMATELY TWO HOURS/QUARTER TO REVIEW CURRENT REAL ESTATE HOLDINGS OF THE PARTNERSHIP.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-19 |
| S65 | Uniform Investment Adviser Law Examination | 1994-08-03 |
| S63 | Uniform Securities Agent State Law Examination | 1994-07-29 |
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