Brad Alan Greenbaum

Current Employers

Employment History

• 09/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 11/2006 → Present
  Altigro Pension Svcs, Altigro Benefit Svcs & Altigro Resource Gr
  Fairfield, NJ
• 11/2006 → Present
  Altigro Actuarial Services, Inc
  Fairfield, NJ
• 11/2006 → Present
  Alitgro Financial Group
  Fairfield, NJ
• 11/2000 → Present
  Fairfield Management Services, Inc
  Fairfield, NJ
• 05/1999 → Present
  3 Route 46 West, Llc
  Fairfield, NJ
• 04/2019 → Present
  Fairfield Benefit Associates, Inc
  Fairfield, NJ
• 01/2021 → 09/2024
  Altigro Retirement Services Llc
  Fairfield, NJ
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2006-03-15 → 2013-09-03
  Tower Square Securities, Inc.
  Fairfield, NJ
  New York, NY
  West Long Branch, NJ

Other Businesses

(1)INDEPENDENT INSURANCE AGENT DISABILITY, FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH, LONG-TERM CARE, PROPERTY & CASUALTY FOR 20HRS/WK & 8HRS EVENING & WKENDS SINCE 1978 (2)ALTIGRO PENSION SERVICES, ALTIGRO BENEFIT SERVICES AND ALTIGRO RESOURCE GROUP, INC., INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, NATURE OF BUSINESS: TPA AND FINANCIAL SERVICES, CORPORATE OFFICER FOR 2HRS/WK & 0HRS EVENING & WKENDS SINCE 2006, DUTIES: MANAGEMENT REVIEW. ; (3)NAME OF OTHER BUSINESS: ALTIGRO ACTUARIAL SERVICES, NOT INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, NATURE OF BUSINESS: ACTUARIAL CONSULTING, SINCE 11/2006, POSITION/TITLE/RELATIONSHIP: SECRETARY, APX NUMBER OF HOURS PER WEEK: 1, NONE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: MANAGEMENT AND OPERATION OF CORP. (4)NAME OF OTHER BUSINESS: ALITGRO FINANCIAL GROUP INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, NATURE OF BUSINESS: HOLDING COMPANY FOR ALTIGRO ENTITIES START DATE: 11/2006 POSITION/TITLE/RELATIONSHIP: MEMBER APX NUMBER OF HOURS PER WEEK: 1, NONE DURING TRADING HOURS, (5) NAME OF OTHER BUSINESS: FAIRFIELD MANAGEMENT SERVICES, INC, INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: MANAGEMENT SERVICES ; START DATE: 11/2000 ; POSITION/TITLE/RELATIONSHIP: CO-OWNER/ PRESIDENT ; APX NUMBER OF HOURS PER WEEK: LESS THAN 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1 ; BRIEF DESCRIPTION OF DUTIES: TRUSTEE OF THE COMPANY 401K PLAN. IN CHARGE OF STAFF EMPLOYMENT AND ANNUAL REVIEWS ; (6)NAME OF OTHER BUSINESS: 3 ROUTE 46 WEST, LLC NOT INVESTMENT RELATED ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: REAL ESTATE HOLDING COMPANY START DATE: 05/1999 POSITION/TITLE/RELATIONSHIP: PARTNER (7) NAME OF OTHER BUSINESS: FIDUCIARY ESSENTIALS FOR DEFINED CONTRIBUTION PLANS THROUGH ALTIGRO PENSION SERVICES, INC. INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIDUCIARY TRAINING START DATE: 9/2017 POSITION/TITLE/RELATIONSHIP: REGISTERED REPRESENTATIVE APX NUMBER OF HOURS PER WEEK: 3 APX NUMBER OF HOURS DURING TRADING HOURS: 3 BRIEF DESCRIPTION OF DUTIES: OFFERING TRAINING AS VALUE ADDED SERVICE (8) NAME OF OTHER BUSINESS: FAIRFIELD BENEFIT ASSOCIATES, INC.; INVESTMENT RELATED: YES; ADDRESS: 3 US HWY 46 WEST, FAIRFIELD, NJ 07004 NATURE OF BUSINESS: FINANCIAL SERVICES DBA FOR ADVISORS RENTING SPACE INDICATING NO ASSOCIATION WITH ALTIGRO COMPANIES; START DATE: 04/2019; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: TO WORK WITH ADVISORS WHO ARE INTERESTED IN OBTAINING SPACE; (9) NAME OF OTHER BUSINESS: FI360 - AIF- BROADRIDGE ; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: AIF EXAM WRITING COMMITTEE; START DATE: 1/2023; POSITION/TITLE/RELATIONSHIP: EXAM WRITER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: WRITE, DISCUSS AND REVIEW POTENTIAL QUESTIONS TO BE INCLUDED IN FUTURE AIF EXAMINATIONS; 10) NAME OF OTHER BUSINESS: METRO PROFESSIONAL GROUP; INVESTMENT RELATED: NO; ADDRESS: C/O STEVEN HOLT ESQ. MANDLEBAUM BARRETT P.C., 3 BECKER FARM ROAD, ROSELAND, NJ 07068; NATURE OF BUSINESS: BOARD; START DATE: 3/2026; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: MANAGE CONTENT,OVERSIGHT AND RECRUITMENT;

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-01-19
• S63 Uniform Securities Agent State Law Examination
  1996-11-05

Designations

Other Names

• Brad A Greenbaum