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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2017-10-25
AZ RA APPROVED 2017-10-19
TX RA APPROVED_RES 2017-10-18
CA RA APPROVED 2017-10-16
  • FL RA
    APPROVED
    Since 2017-10-25
  • AZ RA
    APPROVED
    Since 2017-10-19
  • TX RA
    APPROVED_RES
    Since 2017-10-18
  • CA RA
    APPROVED
    Since 2017-10-16

Branch Locations

15211 N Kierland Blvd, Ste 300, Scottsdale, AZ 85254 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley & Co., Incorporated Scottsdale AZ 04/2007 10/2017
Morgan Stanley Smith Barney Scottsdale AZ 06/2009 10/2017
Morgan Stanley Private Bank, National Association New York NY 01/2015 10/2017
Robert W Baird & Co., Incorporated Scottsdale AZ 10/2017 Present
  • 04/2007 → 10/2017
    Morgan Stanley & Co., Incorporated
    Scottsdale, AZ
  • 06/2009 → 10/2017
    Morgan Stanley Smith Barney
    Scottsdale, AZ
  • 01/2015 → 10/2017
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 10/2017 → Present
    Scottsdale, AZ
Previous Registrations
  • 2009-06-01 → 2017-10-17
    Scottsdale, AZ
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Scottsdale, AZ
  • 2006-09-22 → 2007-04-02
    Morgan Stanley Dw Inc.
    Scottsdale, AZ
    Scottsdale, AZ
Other Businesses

Name/Address: CHESTER BOURE LLC 3851 N Jokake Dr Scottsdale AZ 85251 Start Date: Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Rental Property Non Investment Related

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-11-07
S63 Uniform Securities Agent State Law Examination 1994-09-12
  • S65 Uniform Investment Adviser Law Examination
    2006-11-07
  • S63 Uniform Securities Agent State Law Examination
    1994-09-12

View on SEC IAPD

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