Scott Allan Ulves

Employer firm

World Investment Advisors, LLC CRD 208512

$71.6B regulatory AUM 7 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2010 → 05/2019
  Lpl Financial, Llc
  Oceanside, CA
• 09/2012 → 05/2019
  Independent Financial Partners
  Oceanside, CA
• 05/2019 → Present
  Pensionmark Securities, Llc
  Santa Barbara, CA
• 05/2019 → Present
  Pensionmark Financial Group, Llc
  Santa Barbara, CA
• 10/2025 → Present
  World Investments, Inc.
  Santa Barbara, CA

Previous Registrations

• 2012-08-15 → 2019-07-30
  Independent Financial Partners
  Orange, CA
  Irvine, CA
  Oceanside, CA
• 2010-12-17 → 2016-01-25
  Lpl Financial Llc
  Orange, CA
  Irvine, CA
  Oceanside, CA
• 2005-12-15 → 2010-12-22
  Msi Financial Services, Inc.
  Irvine, CA

Other Businesses

1. 12/16/2010: No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent 15% - Term Life, Whole Life, Universal Life, Fixed and Immediate Annuities. 2. 12/27/2010: No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent 10% - Outside fixed insurance business. 3. 2/15/2011: AmeriEstate - Investment Related - Other-PrePaid Legal - Time Spent 5% - I would be a re-seller charging a fee on different services. AmeriEstate is not a law firm, but they contract with outside attorneys. They provide estate planning services. I would not share in attorney commissions. 4. 6/15/2017 - No Business Name - Investment Related - 180 Bautista Ct. Oceanside CA 92057 - Real Estate Rental - Started 05/01/2017 - 5 Hours Per Month/0 Hours During Securities Trading - AirBnB.

Exams

• S63 Uniform Securities Agent State Law Examination
  1995-01-27

Designations

• Certified Financial Planner
• Chartered Financial Consultant