Alexandro Louis Filippini

Employer firm

Filippini Investment Advisory CRD 165943

$20.6M regulatory AUM 20 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → Present
  Montecito Wealth Management Llc
  Santa Barbara, CA
• 01/2009 → Present
  Filippini Wealth Management, Inc.
  Santa Barbara, CA
• 09/2013 → 09/2016
  Silver Portal Capital, Llc
  San Diego, CA
• 08/2017 → 01/2018
  Silver Portal Capital Llc
  San Diego, CA
• 01/2018 → Present
  Rcx Capital Group, Llc
  The Woodlands, TX

Previous Registrations

• 2008-12-12 → 2011-12-20
  Independent Financial Group, Llc
  San Diego, CA
  San Diego, CA
  Montecito, CA
  Westlake Village, CA
• 2007-03-27 → 2008-12-12
  Eplanning Advisors Inc
  Roseville, CA

Other Businesses

#1. FILIPPINI WEALTH MANAGEMENT, INC.; 319 EAST CARRILLO STREET, SUITE 201, SANTA BARBARA, CA 93101/2945 TOWNSGATE ROAD, 2ND FLOOR, WESTLAKE VILLAGE, CALIFORNIA 91361;INVESTMENT RELATED; INSURANCE AGENT; 01/2009; 1 HRS PER MONTH; 1 HRS PER MONTH DURING TRADING. #2. MONTECITO WEALTH MANAGEMENT, LLC; 319 EAST CARRILLO STREET, SUITE 201, SANTA BARBARA,CA 93101/2945 TOWNSGATE ROAD, 2ND FLOOR, WESTLAKE VILLAGE, CALIFORNIA 91361; 10/2012; MANAGING MEMBER; INVESTMENT RELATED; 1 HRS PER MONTH; 1 HRS DURING TRADING; NATURE OF BUSINESS RIA. #3. IAIAN INSURANCE AGENCY, INC.; INVESTMENT RELATED; 319 EAST CARRILLO STREET, SUITE 201, SANTA BARBARA, CA 93101 & 2945 TOWNSGATE ROAD, 2ND FLOOR, WESTLAKE VILLAGE, CA 91361; INSURANCE AGENCY. LIFE INSURANCE, ANNUITIES, LTC, AND HEALTH INSURANCE. THIS ENTITY WILL BE A LICENCED INSURANCE AGENCY AND THE WRITING AGENT FOR ALL FIXED INSURANCE BUSINESS CURRENTLY BEING WRITTEN INDIVIDUALLY UNDER FILIPPINI WEALTH MANAGEMENT, INC.; INSURANCE AGENT; 05/2021; APPROXIMATE NUMBER OF HOURS PER MONTH - 1 WITH 1 DURING TRADING HOURS; INSURANCE AGENT. #4. Hope School PTA; No; 3970 La Colina Road, Santa Barbara, CA 93110; VP Fundraising - reviewing incoming donations and requesting donations to school/PTA; Board Member; 09/09/2022; 2 hours per month with zero during trading; VP Fundraising - reviewing incoming donations and requesting donations to school/PTA.

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-03-23
• S63 Uniform Securities Agent State Law Examination
  2006-09-27

Other Names

• Alexandro Louis Filippini
• Alex Filippini