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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2015-09-11 |
| TX | RA | APPROVED_RES | 2015-09-10 |
Branch Locations
510 22Nd Ave E, Suite 202B, Alexandria, MN 56308 • United States
305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2013-12-09 |
| TX | RA | APPROVED_RES | 2012-07-09 |
Branch Locations
510 22Nd Ave. East Suite 202, Alexandria, MN 56308 • United States
305 Madison Avenue, Morristown, NJ 07960 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Alexandria | MN | 05/2012 | Present |
| Private Advisor Group, Llc | Alexandria | MN | 05/2012 | Present |
1. 05/30/2012: StoneBridge Wealth Management, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 05/30/2012: OAM, LLC - Business Entity For Tax/Investment Purposes Only; INV REL; At Reported Business Location(s) - Shell account - Time Spent 100%. 3. 9/20/2012: Private Advisors Group, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Time Spent 70% - (Hybrid) Provide financial planning and asset management for a fee. 4. 9/22/2015: Private Advisor Group, LLC - DBA: StoneBridge Wealth Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 05/31/2012 - 120 Hours Per Month During Securities Trading - Advisory Services: Financial planning services. Portfolio Management for individuals and/or small businesses. Pension consulting services. Compensated for advisory services by a percentage of assets under my management, hourly charges. Not all IARs associated with my RIA are also securities-registered with LPL Financial. This RIA is also a DBA of my LPL business.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-08-03 |
| S63 | Uniform Securities Agent State Law Examination | 1994-07-27 |
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