Brett Jerome Maloney

Current Employers

Employment History

• 03/2015 → 12/2017
  United States Air Force
  Unknown, MN
• 01/2018 → 03/2018
  Unemployed
  Unknown, MN
• 03/2018 → 08/2018
  Aagard
  Unknown, MN
• 09/2018 → Present
  Focus Financial
  Minneapolis, MN
• 02/2019 → Present
  Osaic Wealth, Inc.
  Minneapolis, MN

Other Businesses

1) FOCUS FINANCIAL NETWORK INC. POSITION: Insurance Agent NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 04/01/2021 ADDRESS: 307 N. Nokomis Street, Suite 112, Alexandria MN 56308, United States DESCRIPTION: Reviewing insurance products and client portfolios. Selling insurance products to clients. 2) FOCUS FINANCIAL NETWORK INC. POSITION: Financial Advisor NATURE: Registered Investment Advisor INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 04/01/2021 ADDRESS: 307 N. Nokomis Street, Suite 112, Alexandria MN 56308, United States DESCRIPTION: Reviewing clients financial portfolios. Conduct trading and re-balancing in client models. Recommending financial products and accounts. 3) MALONEY FINANCIAL LLC POSITION: Owner NATURE: LLC was established for tax purposes to pay myself a salary for securities related business. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 03/10/2022 ADDRESS: 17320 25th Ave N, Plymouth MN 55447, United States DESCRIPTION: Established an LLC for tax purposes to pay myself a salary. Opened checking account.

Exams

• S66 Uniform Combined State Law Examination
  2019-04-30

Designations