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225 South Sixth Street Suite 1400, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2023-01-10 |
| IL | RA | APPROVED | 2023-01-09 |
| TX | RA | APPROVED_RES | 2023-01-09 |
| MN | RA | APPROVED | 2017-05-19 |
Branch Locations
218 Third Avenue East, Suite 102, Alexandria, MN 56308 • United States
225 South Sixth Street Suite 1400, Minneapolis, MN 55402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northrock Partners, Llc | Alexandria | MN | 12/2016 | Present |
| Unemployed | Ashby | MN | 05/2016 | 11/2016 |
Park Region Telephone Cooperative; Director (not investment related); telephone cooperative in Underwood, MN; about 4 hours a month. Maintains current MN insurance licensure for Accident & Health and Life.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-05-19 |
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