Brandon Michael Plotz

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Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-01-20
MN	RA	APPROVED	2021-11-09

TX RA
APPROVED

Since 2022-01-20
MN RA
APPROVED

Since 2021-11-09

Branch Locations

507 N Nokomis St Ste 204, Alexandria, MN 56308 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	09/2021	Present
Walser Automotive Group	Burnsville	MN	06/2012	09/2021

09/2021 → Present

Edward Jones

St Louis, MO
06/2012 → 09/2021

Walser Automotive Group

Burnsville, MN

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-11-08

S66 Uniform Combined State Law Examination

2021-11-08

View on SEC IAPD

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LPL FINANCIAL LLC

UBS FINANCIAL SERVICES INC.

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Other Investors

BRIAN DAVID FLEMING

BRETT JEROME MALONEY

Ericka Pearl Bolluyt

Justine Summer Whitman

DAVID PAUL CHRISTIANS

GWEN LINETTE BRADLEY

Peter Joseph Hoff

James Christopher DeMaio

Other Offices

FOCUS FINANCIAL · ALEXANDRIA, MN

FOCUS FINANCIAL · Alexandria, MN

EDWARD JONES · ALEXANDRIA, MN

WELLS FARGO CLEARING SERVICES, LLC · ALEXANDRIA, MN

NORTHROCK PARTNERS, LLC · Alexandria, MN

STATE FARM INVESTMENT MANAGEMENT CORP. · Alexandria, MN

STATE FARM INVESTMENT MANAGEMENT CORP. · Alexandria, MN

NORTHROCK PARTNERS, LLC · Alexandria, MN

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