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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2018-07-13 |
Branch Locations
304 Maple St, Alexandria, MN 56308 • United States
90 S 7Th St Fl 10 [Mn- Rbo], Minneapolis, MN 55402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Alexandria | MN | 10/2014 | Present |
| Wells Fargo Clearing Services Llc | Alexandria | MN | 02/2018 | Present |
B&A CONSTRUCTION LLC; INV RELATED; 0% OWNERSHIP; NELSON, MN; START 09/12/2023; 1 HOUR PER MONTH; 0 HOURS DURING TRADING; CHECK-SIGNER.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-07-13 |
| S63 | Uniform Securities Agent State Law Examination | 2018-05-14 |
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