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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2018-07-13
  • MN RA
    APPROVED
    Since 2018-07-13

Branch Locations

304 Maple St, Alexandria, MN 56308 • United States

90 S 7Th St Fl 10 [Mn- Rbo], Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Alexandria MN 10/2014 Present
Wells Fargo Clearing Services Llc Alexandria MN 02/2018 Present
Other Businesses

B&A CONSTRUCTION LLC; INV RELATED; 0% OWNERSHIP; NELSON, MN; START 09/12/2023; 1 HOUR PER MONTH; 0 HOURS DURING TRADING; CHECK-SIGNER.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-07-13
S63 Uniform Securities Agent State Law Examination 2018-05-14
  • S65 Uniform Investment Adviser Law Examination
    2018-07-13
  • S63 Uniform Securities Agent State Law Examination
    2018-05-14
Other Names
  • Gwen Linette Paulsen
  • Gwen Bradley

View on SEC IAPD

Other Firms

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