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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-01-14 |
| SD | RA | APPROVED | 2009-09-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Mitchell | SD | 09/2009 | Present |
1. FREIDEL PROPERTIES;Mitchell SD 57301; OWNER RENTAL PROPERTIES; 01/01/1994; 1.00 Hour(s) Per Month - not during securities trading hours; Investment Related
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-08-06 |
| S65 | Uniform Investment Adviser Law Examination | 1994-08-06 |
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