Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-08-27 |
| CA | RA | APPROVED | 2025-01-01 |
| TX | RA | APPROVED_RES | 2023-08-15 |
Branch Locations
11333 N Scottsdale Rd Ste 295, Scottsdale, AZ 85254 • United States
11333 N Scottsdale Rd Ste 295, Scottsdale, AZ 85254 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kestra Investment Services, Llc | Scottsdale | AZ | 07/2016 | 08/2023 |
| Kestra Advisory Services, Llc | Scottsdale | AZ | 07/2016 | 08/2023 |
| Lpl Financial Llc | Scottsdale | AZ | 08/2023 | Present |
1- 08/2023 / WATERMARK WEALTH STRATEGIES LLC / DBA for LPL Business (entity for LPL business) / INVESTMENT RELATED / 100 HRS MNTH / 75 HRS DURING TRADING / 50 TIME SPNT PRCNT 2- 08/2023 / JAMES BRUCE / Non-Variable Insurance Trials Only / INVESTMENT RELATED / START DATE 1/01/1997 3- 08/2023 / NOTARY PUBLIC / NON-INVESTMENT RELATED / 2 HRS MNTH / 1 HRS DURING TRADING / 1 TIME SPNT PRCNT / START DATE 01/03/2005 4- 08/31/2023 - WATERMARK ESTATE PLANNING (CLDP) / (WATERMARK WEALTH PLANNING) - CLDP Services - Certified Legal Document Preparer - Investment Related - At Reported Business Location(s) - Start Date 08/10/2023 - 20 Hours Per Month/ 1 Hour During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-05-29 |
| S65 | Uniform Investment Adviser Law Examination | 1999-05-18 |
| S63 | Uniform Securities Agent State Law Examination | 1994-06-17 |
Reach out to this advisor