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6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-05-19 |
Branch Locations
6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States
350 S. Hope Avenue Suite A-200, Santa Barbara, CA 93105 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Kelt Group, Llc | Santa Barbara | CA | 02/2015 | 05/2017 |
| Kovack Securities, Inc. | Fort Lauderdale | FL | 05/2017 | Present |
| Kovack Advisors, Inc | Fort Lauderdale | FL | 05/2017 | Present |
1) DBA: TKG FINANCIAL, LLC - 350 S. HOPE AVENUE, SUITE A-200, SANTA BARBARA, CA 93105; INVESTMENT RELATED; REGISTERED REP; FIXED INSURANCE SALES; MANAGE ASSETS; 100% OF TIME SPENT 2) PROPERTY MANAGEMENT FOR FAMILY PROPERTY - SANTA BARBARA, CA 93109 - PROPERTY MANAGEMENT SERVICES; NON-INVESTMENT RELATED; PROPERTY MANAGER; RESPOND TO TENANT CALLS FOR SERVICE, SOLVE ISSUES, OVERSEE INCOME/EXPENSE SUMMARY REPORTS; <5% OF TIME SPENT. 3) WAKEFIELD BELIEVE BIG CHARITABLE FOUNDATION - 511 INWOOD DRIVE, SANTA BARBARA, CA 93111; NON-INVESTMENT RELATED; CHARITABLE FOUNDATION; DIRECTOR; 4 HOURS/MONTH DEVOTED TO OTHER BUSINESS; LESS THAN 1 HOUR/MONTH DEVOTED TO OTHER BUSINESS DURING SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-01-31 |
| S63 | Uniform Securities Agent State Law Examination | 1994-07-27 |
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