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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2026-08-31
TX RA APPROVED 2026-08-31
  • SC RA
    APPROVED
    Since 2026-08-31
  • TX RA
    APPROVED
    Since 2026-08-31

Branch Locations

4707 Executive Dr, San Diego, CA 92121-3091 • United States

1201 Main Street, Suite 1100, Columbia, SC 29201 • United States

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-14
SC RA APPROVED 2016-04-22
  • TX RA
    APPROVED_RES
    Since 2019-01-14
  • SC RA
    APPROVED
    Since 2016-04-22

Branch Locations

1201 Main St Suite 1460, Columbia, SC 29201-3200 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 11/2015 08/2026
Lpl Financial Columbia SC 08/2026 Present
  • 11/2015 → 08/2026
    St Louis, MO
  • 08/2026 → Present
    Lpl Financial
    Columbia, SC
Other Businesses

1. 08/2026 - Williams Capital Management - DBA for LPL Business (entity for LPL business) - Inv Related – 160 Hour(s)/Month – 160 Hour(s) During Trading – At Reported business location(s) – OBA Start Date: 8/31/2026

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-02-26
  • S66 Uniform Combined State Law Examination
    2016-02-26
Other Names
  • Gerry Williams
  • Richard Gerald Williams
  • Richard Gerald Williams
  • Richard Gerald Williams

View on SEC IAPD

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