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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-02-10
NJ RA APPROVED 2008-01-01
  • TX RA
    APPROVED_RES
    Since 2010-02-10
  • NJ RA
    APPROVED
    Since 2008-01-01

Branch Locations

211 Bayberry Dr Ste 2D, Cape May Court House, NJ 08210 • United States

1051 W Sherman Ave Bldg 5/Ste B, Vineland, NJ 08360 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Vineland NJ 05/2009 11/2016
Wells Fargo Clearing Services, Llc Vineland NJ 11/2016 Present
Previous Registrations
  • 2003-09-19 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Cape May Court House, NJ
    Cape May Court House, NJ
    St. Louis, MO
  • 2002-06-05 → 2003-01-10
    Prudential Equity Group, Llc
    Vineland, NJ
Other Businesses

POWER OF ATTORNEY FOR SPOUSE; INV RELATED; MILLVILLE,NJ; POA; ATTORNEY-IN-FACT/CO-ATTORNEY-IN-FACT; START DATE: 11/25/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING;|

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-07-29
S63 Uniform Securities Agent State Law Examination 1994-07-22
  • S65 Uniform Investment Adviser Law Examination
    1994-07-29
  • S63 Uniform Securities Agent State Law Examination
    1994-07-22
Designations
  • Certified Financial Planner
Other Names
  • Don Robbins
  • Donnie Robbins

View on SEC IAPD

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