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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2018-04-23
  • NJ RA
    APPROVED
    Since 2018-04-23

Branch Locations

506 S. Main Street, Cape May Court House, NJ 08210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sturdy Savings Bank Cape May Court House NJ 12/2008 Present
Cetera Investment Services Llc St. Cloud MN 12/2008 04/2018
Cetera Investment Advisers Llc Stone Harbor NJ 01/2014 04/2018
Raymond James Financial Services, Inc. Cape May Courthouse NJ 04/2018 Present
Raymond James Financial Services Advisors Inc. Cape May Courthouse NJ 04/2018 Present
Previous Registrations
Other Businesses

(1)Name of Business: Sturdy Financial Services Address: 506 South Main Street, Cape May Court House, NJ, 08210, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 09/15/2008 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Private Wealth Advisor\nSturdy Financial Services

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-10-20
  • S66 Uniform Combined State Law Examination
    2005-10-20
Other Names
  • Gregg B Reich

View on SEC IAPD

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