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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-05-02
NJ RA APPROVED 2018-04-23
  • TX RA
    APPROVED_RES
    Since 2018-05-02
  • NJ RA
    APPROVED
    Since 2018-04-23

Branch Locations

506 S. Main Street, Cape May Court House, NJ 08210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sturdy Savings Bank Capemay Court House NJ 10/2008 07/2017
Cetera Investment Services St. Cloud MN 11/2008 04/2018
Cetera Investment Advisers Llc Cape May Court House NJ 01/2014 04/2018
Raymond James Financial Services Advisors Inc. Cape May Courthouse NJ 04/2018 Present
Sturdy Savings Bank Cape May Courthouse NJ 04/2018 Present
Previous Registrations
  • 2014-01-21 → 2018-04-18
    Cape May Court House, NJ
    Cape May Court House, NJ
  • 2008-11-05 → 2014-01-21
    Cetera Investment Services Llc
    Cape May Court House, NJ
    Cape May Court House, NJ
    Cape May Court House, NJ
  • 2005-11-17 → 2008-10-24
    Morgan Stanley Investment Advisors Inc.
    New York, NY
  • 2003-02-25 → 2005-01-06
    Philadelphia, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-02-27
  • S66 Uniform Combined State Law Examination
    2003-02-27

View on SEC IAPD

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