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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2018-04-27
  • NJ RA
    APPROVED
    Since 2018-04-27

Branch Locations

506 S. Main Street, Cape May Court House, NJ 08210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sturdy Savings Bank Cape May Court House NJ 10/2011 Present
Cetera Investment Services Llc St. Cloud MN 01/2015 04/2018
Cetera Investment Advisors Llc Cape May Court House NJ 11/2016 04/2018
Raymond James Financial Services, Inc. Cape May Courthouse NJ 04/2018 Present
Raymond James Financial Services Advisors Inc. Cape May Courthouse NJ 04/2018 Present
  • 10/2011 → Present
    Sturdy Savings Bank
    Cape May Court House, NJ
  • 01/2015 → 04/2018
    Cetera Investment Services Llc
    St. Cloud, MN
  • 11/2016 → 04/2018
    Cetera Investment Advisors Llc
    Cape May Court House, NJ
  • 04/2018 → Present
    Raymond James Financial Services, Inc.
    Cape May Courthouse, NJ
  • 04/2018 → Present
    Cape May Courthouse, NJ
Previous Registrations
Other Businesses

(1)Name of Business: Sturdy Financial Services Address: 506 S. Main St. , Cape May Court House, NJ, 08210, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 09/04/2014 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 21-40 Description of duties: Marketing name of investment department of Sturdy Savings Bank.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-11-08
S63 Uniform Securities Agent State Law Examination 2016-09-30
  • S65 Uniform Investment Adviser Law Examination
    2016-11-08
  • S63 Uniform Securities Agent State Law Examination
    2016-09-30
Other Names
  • Ashley Mcgranaghan
  • Ashley Nicole Mcgranaghan

View on SEC IAPD

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