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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2018-04-27 |
Branch Locations
506 S. Main Street, Cape May Court House, NJ 08210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sturdy Savings Bank | Cape May Court House | NJ | 10/2011 | Present |
| Cetera Investment Services Llc | St. Cloud | MN | 01/2015 | 04/2018 |
| Cetera Investment Advisors Llc | Cape May Court House | NJ | 11/2016 | 04/2018 |
| Raymond James Financial Services, Inc. | Cape May Courthouse | NJ | 04/2018 | Present |
| Raymond James Financial Services Advisors Inc. | Cape May Courthouse | NJ | 04/2018 | Present |
(1)Name of Business: Sturdy Financial Services Address: 506 S. Main St. , Cape May Court House, NJ, 08210, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 09/04/2014 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 21-40 Description of duties: Marketing name of investment department of Sturdy Savings Bank.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-11-08 |
| S63 | Uniform Securities Agent State Law Examination | 2016-09-30 |
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