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6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2013-11-19 |
| IL | RA | APPROVED | 2013-11-04 |
Branch Locations
6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States
Bristol, CT • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Insurance Agent Appointed With Various Carriers | Wethersfield | CT | 07/2001 | Present |
| Kovack Securities, Inc. | Fort Lauderdale | FL | 11/2013 | Present |
| Kovack Advisors, Inc. | Fort Lauderdale | FL | 11/2013 | Present |
1) DBA: DAVIS FINANCIAL - 71 SUFFOLK PLACE BRISTOL CT, 06010; DBA/INVESTMENTS; INVESTMENT RELATED; FINANCIAL ADVISOR; ADVISE CLIENTS ON INVESTMENTS; 75% OF TIME SPENT 2) FIXED INSURANCE SALES - 71 SUFFOLK PLACE, BRISTOL, CT 06010; FIXED INSURANCE SALES THROUGH APPROVED KOVACK SECURITIES GENERAL AGENCIES; NON INVESTMENT RELATED; INSURANCE AGENT; PROVIDING LIFE INSURANCE AND FIXED INSURANCE PRODUCTS TO MY CLIENTS; 5% OF TIME SPENT 3) BRISTOL SOCCER CLUB- 411 EMMETT ST BRISTOL, CT 06010; NON-INVESTMENT RELATED; VOLUNTEER COACHING; COACH; 3% OF TIME SPENT.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-07-28 |
| S63 | Uniform Securities Agent State Law Examination | 1996-03-06 |
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