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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-01-06 |
| KY | RA | APPROVED | 2017-03-25 |
Branch Locations
998 Governors Ln Suite 350, Lexington, KY 40513 • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Llc | Lexington | KY | 03/2017 | Present |
| Massmutual Life Insurance Co | Lexington | KY | 07/2016 | Present |
| Metlife Securities Inc. | Lexington | KY | 05/1994 | 03/2017 |
(1) NAME: TIMOTHY TANNER, INV REL:Y ADDR: AT RESIDENTIAL ADDRESS NATURE:LIFE INSURANCE, LONG TERM CARE INSURANCE SALES POSITION: SALES START:7/1/2016 NO HR/MO:10 NO HR/MO DUR TRADING:10 (2) NAME: TANNER PROPERTIES, LLC INV REL: Y ADDR: AT RESIDENTIAL ADDRESS NATURE: RENTAL INCOME POSITION: OWNER START: 02/08/2022 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 0 DUTIES: PROPERTY OWNER - WILL SEE THAT THE PROPERTY IS PROPERLY MAINTAINED AND WILL COLLECT RENT.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-03-26 |
| S63 | Uniform Securities Agent State Law Examination | 1994-10-14 |
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