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Troy Edward Mosconi

Thornburg Investment Management Inc

Santa Fe, NM

Loveland, OH

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Current Employers
Thornburg Investment Management Inc

2300 North Ridgetop Road, Santa Fe, NM 87506 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2012-03-28
KY RA APPROVED 2012-02-06
NM RA APPROVED 2012-02-06
OH RA APPROVED 2012-01-17
  • PA RA
    APPROVED
    Since 2012-03-28
  • KY RA
    APPROVED
    Since 2012-02-06
  • NM RA
    APPROVED
    Since 2012-02-06
  • OH RA
    APPROVED
    Since 2012-01-17

Branch Locations

2300 North Ridgetop Road, Santa Fe, NM 87506 • United States

Loveland, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thornburg Securities Corporation Santa Fe NM 02/2011 12/2024
Thornburg Investment Management Santa Fe NM 01/2025 Present
  • 02/2011 → 12/2024
    Thornburg Securities Corporation
    Santa Fe, NM
  • 01/2025 → Present
    Thornburg Investment Management
    Santa Fe, NM
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-02-03
S63 Uniform Securities Agent State Law Examination 1994-08-11
  • S65 Uniform Investment Adviser Law Examination
    2012-02-03
  • S63 Uniform Securities Agent State Law Examination
    1994-08-11

View on SEC IAPD

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Other Investors

LAWRENCE ELLIOT SCHWARTZ
ANTONIO CARLOS LOPEZ
ROBERT CALDER STACK
BRUCE HOWARD GALPERT
JESSICA LEIGH MARLOWE
QUENTIN JOHN HEFFRON
JOHN BARRY GERST
JILL MARIE ENLOE

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · SANTA FE, NM
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SANTA FE, NM
G. ALLEN FINANCIAL INC. · SANTA FE, NM
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SANTA FE, NM
EP WEALTH ADVISORS · Santa Fe, NM
EDWARD JONES · SANTA FE, NM
UBS FINANCIAL SERVICES INC. · SANTA FE, NM
RAYMOND JAMES & ASSOCIATES, INC. · SANTA FE, NM

More in Santa Fe, NM

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