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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2009-07-23 |
| TX | RA | APPROVED_RES | 2009-07-17 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated (7691) | Honolulu | HI | 07/2009 | Present |
| Bank Of America, Na | Honolulu | HI | 11/2009 | Present |
I*6439 For profit or not for profit: Name of outside business organization: Milton K. Tanaka Trust Investment related: Address of business: Kailua, Hawaii 96734 Nature of business: Rental Property Position, title, association: , Start date of relationship: 43297 Number of hours devoted: 2 hour(s) Number of hours devoted during trading hours: 0 Duties: I*4900 For profit or not for profit: Name of outside business organization: Milton K. Tanaka Revocable Living Trust Investment related: Address of business: Kailua, Hawaii 96734 Nature of business: , Position, title, association: , Start date of relationship: 4/2/2018 Number of hours devoted: 1 hour(s) Number of hours devoted during trading hours: 0 Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-12-03 |
| S63 | Uniform Securities Agent State Law Examination | 1994-09-12 |
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