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1745 S. Naperville Road Suite 200, Wheaton, IL 60189 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2011-04-05 |
| LA | RA | APPROVED | 2011-02-07 |
| TX | RA | APPROVED | 2011-02-02 |
Branch Locations
27303 Siandra Creek Ln., Spring, TX 77382 • United States
1745 S. Naperville Road Suite 200, Wheaton, IL 60189 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Traugott Advisory Group | Spring | TX | 07/2009 | Present |
Fixed insurance sales.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-01-03 |
| S63 | Uniform Securities Agent State Law Examination | 1994-06-22 |
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