Brian David Hartstein

Current Employers

Employment History

• 07/2016 → Present
  Bayntree Wealth Advisors, Llc
  Scottsdale, AZ

Previous Registrations

• 2009-03-13 → 2016-07-01
  National Planning Corporation
  Scottsdale, AZ
  Glendale, AZ
• 2007-09-19 → 2009-01-26
  Osaic Services, Inc.
  Scottsdale, AZ

Other Businesses

ANDERSTEIN LLC - YES - 7624 East Wing Shadow Road Scottsdale AZ 85255 - REAL ESTATE/BUS INVEST - MANAGING PARTNER - 10/06 - 1-2HR/MO - MANAGE LLC.-- ECONOMIC CONCEPTS, INC. - YES - 7001 N Scottsdale Road, SCOTTSDALE, AZ 85253 - PENSION DESIGN FIRM - COO(CHIEF OPERATION OFFICER) - 01/01/09 - 10+HRS/MO - MANAGE DAY TO DAY OPERATIONS AND PENSION PLAN CONSULTANT.-- PHOENIX TAX WORKSHOP, , ADVISORY BOARD, 2/8/2013, 1 HOURS TOTAL, 0 DURING TRADING HOURS, HELPS OVERSEE THE MONTHLY MEETINGS DURING THE YEAR.].-- First Financial Resources 100 Spectrum Center Dr. #400 Irvine, CA 92618, Investment-Related, Partner and Member of Board of Directors, started 2004, 2 hours during the month, 1 hour during securities trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-01-12
• S66 Uniform Combined State Law Examination
  2009-06-09
• S63 Uniform Securities Agent State Law Examination
  1994-08-24

Designations