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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2010-05-27 |
| TX | RA | APPROVED_RES | 2009-08-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch | Hilton Head Island | SC | 04/2009 | Present |
| Bank Of America N.A. | Hilton Head Island | SC | 05/2024 | Present |
I*1268278 For profit or not for profit: Name of outside business organization: Spartina Investment related: N Address of business: Hilton Head, South Carolina, 29928 Nature of business: ["Business or Industry Organization"] Position, title, association: ["Employee"], Start date of relationship: 7/8/2023 Number of hours devoted: 8 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: , Stocking and Ticket Booth for 4 days outlet sale
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-05-25 |
| S63 | Uniform Securities Agent State Law Examination | 1994-06-15 |
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