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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2010-05-27
TX RA APPROVED_RES 2009-08-31
  • SC RA
    APPROVED
    Since 2010-05-27
  • TX RA
    APPROVED_RES
    Since 2009-08-31

Branch Locations

21 Hatton Pl, Hilton Head Island, SC 29926 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Hilton Head Island SC 04/2009 Present
Bank Of America N.A. Hilton Head Island SC 05/2024 Present
  • 04/2009 → Present
    Merrill Lynch
    Hilton Head Island, SC
  • 05/2024 → Present
    Bank Of America N.A.
    Hilton Head Island, SC
Other Businesses

I*1268278 For profit or not for profit: Name of outside business organization: Spartina Investment related: N Address of business: Hilton Head, South Carolina, 29928 Nature of business: ["Business or Industry Organization"] Position, title, association: ["Employee"], Start date of relationship: 7/8/2023 Number of hours devoted: 8 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: , Stocking and Ticket Booth for 4 days outlet sale

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-05-25
S63 Uniform Securities Agent State Law Examination 1994-06-15
  • S66 Uniform Combined State Law Examination
    2010-05-25
  • S63 Uniform Securities Agent State Law Examination
    1994-06-15
Other Names
  • Teresa Lynn Mooney
  • Teresa Lynn Mccarty
  • Teresa Lynn Mooney
  • Teresa L Mccarty

View on SEC IAPD

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