Timothy Richard Yee

Current Employers

Employment History

• 07/2015 → Present
  Independent Financial Group
  Alameda, CA

Previous Registrations

• 2014-05-30 → 2015-06-10
  Lpl Financial Llc
  Berkeley, CA
  San Diego, CA
  Alameda, CA
• 2006-10-23 → 2014-06-02
  Sii Investments, Inc.
  Oakland, CA
  Oakland, CA
  Appleton, WI
  Oakland, CA
  Oakland, CA
• 2005-10-31 → 2006-11-01
  Osaic Services, Inc.
  Pinole, CA
  San Francisco, CA
  Walnut Creek, CA
  Oakland, CA
• 2005-01-27 → 2005-10-31
  Sunamerica Securities, Inc.
  Walnut Creek, CA
• 2001-12-03 → 2004-11-05
  T. Rowe Price Advisory Services, Inc.
  Walnut Creek, CA

Other Businesses

(1) GREEN RETIREMENT, INC. POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 250 SECURITIES TRADING HOURS: 156 START DATE: 08/11/2020 ADDRESS: 1030 Marina Village Parkway P13, Alameda CA 94501, United States DESCRIPTION: 100% OWNER OF DBA USED FOR MARKETING PURPOSES (2) B CORPORATION POSITION: Founding member NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 12/01/2007 ADDRESS: 1030 Marina Village Parkway P13, Alameda CA 94501, United States DESCRIPTION: Attend conferences.

Exams

• S66 Uniform Combined State Law Examination
  2001-11-12
• S65 Uniform Investment Adviser Law Examination
  1997-10-14
• S63 Uniform Securities Agent State Law Examination
  1994-08-01