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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2006-09-29 |
| KS | RA | APPROVED | 1997-12-19 |
Branch Locations
601 S Kansas Ave, Topeka, KS 66603-3803 • United States
Ozawkie, KS • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Topeka | KS | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Topeka | KS | 03/2020 | Present |
Business Ownership; HWO LLC; I contribute my share of expenses to the LLC. I meet with the other advisors periodically.; Simply an expense sharing arrangement for simplicity of expense payment/recordkeeping.; 601 S. Kansas Ave, Topeka, KS 66603, ,; Not Investment-Related; 09/20/2018; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Topeka Bible Church Endowment Fund Finance Committee; Committee Member; Topeka Bible Church, 1101 SW Mulvane St., Topeka, KS, 66604; Investment-Related; 04/14/2025; 1 to 9 hours per month; 0 during trading hours / CBMC (Christian Business Men's Connection); Board Member; CBMC, Osborne Center, 5746 Marlin Road, Ste 602, Chattanooga, TN, 37411; Not Investment-Related; 01/01/2026; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-06-09 |
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