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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-03-09 |
Branch Locations
8687 E Via De Ventura Ste 200, Scottsdale, AZ 85258 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sagepoint Financial | Scottsdale | AZ | 02/2014 | 02/2021 |
| Lpl Finanical Llc | Scottsdale | AZ | 02/2021 | Present |
1. 2/23/2021 - THE BUDGINER FAMILY TRUST - Not Investment Related - Home Based - Act in a Fiduciary Capacity - Co-Trustee - Started 9/1999 - 1 Hour Per Month/0 Hours During Securities Trading - Time Spent 1%. 2. 2/23/2021 - FUN GUYZ II, LLC - Investment Related - 8722 E. VIA DE COMMERCIO, SCOTTSDALE AZ 85258 - Other-Building LLC - Started 2/2014 - 2 Hours Per Month/0 Hours During Securities Trading - Time Spent 1% - Co-owner of building. 3. 2/23/2021 - Progressive Financial Concepts - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 1/2008 - Time Spent 90%. 4. 5/11/2021 - WCG Wealth Advisors, LLC - DBA: The Wealth Consulting Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 5/10/2021 - 0 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-12-05 |
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