Victoria Ann Hale

Current Employers

Employment History

• 03/2016 → 02/2025
  Concourse Financial Group Securities Inc
  Birmingham, AL
• 11/2021 → 12/2023
  Investment Distributors Inc
  Birmingham, AL
• 02/2025 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 02/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2016-04-06 → 2025-02-20
  Concourse Financial Group Securities, Inc.
  Birmingham, AL
  Mccalla, AL
• 2015-07-23 → 2016-03-31
  Stifel, Nicolaus & Company, Incorporated
  Birmingham, AL
• 2015-03-02 → 2016-03-31
  Intl Advisory Consultants Inc.
  Birmingham, AL
• 2003-04-15 → 2008-10-02
  Banc Of America Investment Services, Inc.
  Houston, TX
  Houston, TX
• 2000-02-01 → 2003-02-20
  Morgan Stanley Dw Inc.
  Houston, TX

Other Businesses

FINRA ARBITRATOR; Investment Related; McCalla, AL; Other; Non-Public Arbitrator; Start Date 01/2024; 4 hours per month with no hours per month occurring during trading hours; Serve as a dispute decision maker hearing all sides of a case, study the evidence and render a final, binding decision. As a arbitrator I may serve as the sole arbitrator or as a member of a three-person panel.

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-07-26
• S63 Uniform Securities Agent State Law Examination
  1995-01-27

Other Names

• Vicky Hicks
• Vicky Veith
• Vicky Travis
• Victoria Ann Travis
• Victoria Ann Mcginley
• Victoria Ann Veith
• Victoria Ann Hale
• Victoria Ann Hicks