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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-04-01
AL RA APPROVED 2025-02-20
  • TX RA
    APPROVED
    Since 2025-04-01
  • AL RA
    APPROVED
    Since 2025-02-20

Branch Locations

3985 Pine Lane Se, Bessemer, AL 35022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Concourse Financial Group Securities Inc Bessemer AL 11/2011 02/2025
(Dba) Security Financial Advisors Bessemer AL 11/2011 Present
Cetera Wealth Services, Llc Bessemer AL 02/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 02/2025 Present
  • 11/2011 → 02/2025
    Concourse Financial Group Securities Inc
    Bessemer, AL
  • 11/2011 → Present
    (Dba) Security Financial Advisors
    Bessemer, AL
  • 02/2025 → Present
    Cetera Wealth Services, Llc
    Bessemer, AL
  • 02/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2011-11-10 → 2025-02-20
    Concourse Financial Group Securities, Inc.
    Bessemer, AL
    Birmingham, AL
  • 1998-02-27 → 2011-11-08
    New England Securities
    Birmingham, AL
    Birmingham, AL
Other Businesses

(dba) SECURITY FINANCIAL ADVISORS, LLC; Investment Related; 3985 Pine Lane SE, Suite C, Bessemer, AL 35022; Investments and Insurance; Adviser; Start Date 11/2011; 160 hours per month with those hours per month occurring during trading hours; Securities and insurance sales and service. >> FITNESS 459 LLC; Non-Investment Related; 3701 Pine Lane SE, Bessemer, AL 35022; Gym; Co-Owner; Start Date 12/2013; 30 hours per month with no hours per month occurring during trading hours; Owner and instructor of training classes. >> 459 PROPERTIES; Non-Investment Related; 3985 Pine Lane SE, Bessemer, AL 35022; Real Estate; Owner; Start Date 02/2018; 2 hours per month with no hours per month occurring during trading hours; Location that houses our gym and financial services firm offices. >> KURT BRITNELL; Investment Related; 3985 Pine Lane SE, Bessemer, AL 35022; Insurance; Owner/Producer; Start Date 04/2015; 1 hour per month with that 1 hour per month occurring during trading hours; Insurance product sales and service.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-03-23
  • S63 Uniform Securities Agent State Law Examination
    1990-03-23
Designations

View on SEC IAPD

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