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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2021-09-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | Mountain Brk | AL | 11/2017 | 08/2021 |
| University Of North Alabama | Florence | AL | 08/2014 | 12/2016 |
| Tva Commnity Credit Union | Florence | AL | 05/2015 | 04/2017 |
| University Of North Alabama | Florence | AL | 08/2013 | 05/2017 |
| Unemployed | Kimberly | AL | 05/2017 | 11/2017 |
| Securities America Advisors | Mountain Brk | AL | 04/2018 | 08/2021 |
| Lpl Financial, Llc | Birmingham | AL | 09/2021 | Present |
1) 9/2021 - DBA for LPL Business (entity for LPL business) - FI PLAN PARTNERS, LLC - Investment Related - Birmingham, AL 35244 2) 8/2017 - Non-Variable Insurance - Ty Miller - Investment Related - Kimberly, AL 35091
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-03-28 |
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