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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-06-02
AL RA APPROVED 2004-03-05
  • TX RA
    APPROVED_RES
    Since 2014-06-02
  • AL RA
    APPROVED
    Since 2004-03-05

Branch Locations

3100 Lorna Rd, Birmingham, AL 35216 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Birmingham AL 07/2002 Present
Thrivent Financial For Lutherans Appleton WI 07/2002 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-03-01
S63 Uniform Securities Agent State Law Examination 1998-08-18
  • S66 Uniform Combined State Law Examination
    2004-03-01
  • S63 Uniform Securities Agent State Law Examination
    1998-08-18
Other Names
  • Tom Noon

View on SEC IAPD

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