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Aaron Keith Gammon

Cetera Investment Advisers LLC

Bessemer, AL

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-12
AL RA APPROVED 2014-01-21
  • TX RA
    APPROVED_RES
    Since 2023-01-12
  • AL RA
    APPROVED
    Since 2014-01-21

Branch Locations

1290 Greenmor Dr Se, Bessemer, AL 35022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Regions Bank Bessemer AL 04/2013 Present
Cetera Investment Services Llc St. Cloud MN 04/2013 Present
Cetera Investment Advisers Llc Fairfield AL 01/2014 Present
  • 04/2013 → Present
    Regions Bank
    Bessemer, AL
  • 04/2013 → Present
    Cetera Investment Services Llc
    St. Cloud, MN
  • 01/2014 → Present
    Cetera Investment Advisers Llc
    Fairfield, AL
Previous Registrations
  • 2008-07-14 → 2013-04-09
    Intl Advisory Consultants Inc.
    Birmingham, AL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-10-26
S63 Uniform Securities Agent State Law Examination 2001-11-01
  • S65 Uniform Investment Adviser Law Examination
    2007-10-26
  • S63 Uniform Securities Agent State Law Examination
    2001-11-01
Other Names
  • Keith Gammon

View on SEC IAPD

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ROBERT LEE MOODY
MILTON OLIVER BOOTH
ADAM PAUL VANSANT
ROBERT CLAUDE NORMAN
Jason Reynolds Hatley

Other Offices

CETERA INVESTMENT ADVISERS LLC · BESSEMER, AL
LPL FINANCIAL LLC · BIRMINGHAM, AL
EDWARD JONES · HOOVER, AL
WELLS FARGO CLEARING SERVICES, LLC · HOOVER, AL
ONEAMERICA SECURITIES, INC. · Hoover, AL
CETERA INVESTMENT ADVISERS LLC · Hoover, AL
ADS WEALTH MANAGEMENT LLC · HOOVER, AL
MML INVESTORS SERVICES, LLC · Birmingham, AL

More in Bessemer, AL

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