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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2025-02-20
  • AL RA
    APPROVED
    Since 2025-02-20

Branch Locations

3985 Pine Lane Se, Bessemer, AL 35022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Concourse Financial Group Securities Inc Birmingham AL 09/2009 02/2025
Cetera Wealth Services, Llc Bessemer AL 02/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 02/2025 Present
  • 09/2009 → 02/2025
    Concourse Financial Group Securities Inc
    Birmingham, AL
  • 02/2025 → Present
    Cetera Wealth Services, Llc
    Bessemer, AL
  • 02/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2009-09-30 → 2025-02-20
    Concourse Financial Group Securities, Inc.
    Birmingham, AL
    Birmingham, AL
    Bessemer, AL
    Birmingham, AL
  • 2001-12-20 → 2009-09-25
    New England Securities
    Birmingham, AL
    Birmingham, AL
Other Businesses

(dba) SECURITY FINANCIAL ADVISORS, LLC; Investment Related; 3985 Pine Lane SE, Bessemer, AL 35022; Investments and Insurance; Financial Advisor; Start Date 11/2011; 160 hours per month with most hours per month occurring during trading hours; Offer securities and insurance product sales and service. >> INSURANCE; Investment Related; 3985 Pine Lane SE, Bessemer, AL 35022; Insurance Sales; Licensed Insurance Producer; Start Date 09/2009; 5 hours per month with those 5 hours per month occurring during trading hours; Fixed insurance product sales and service. >> FITNESS 459; Non-Investment Related; 3985 Pine Lane SE, Bessemer, AL 35022; Gym; Owner/Instructor; Start Date 12/2013; 30 hours per month with none of those 30 hours occurring during trading hours; Offer workout classes - I am an owner and run classes as needed. >> 459 PROPERTIES; Non-Investment Related; 3985 Pine Lane SE, Bessemer, AL 35022; Real Estate; Owner; Start Date 02/2018; 2 hours per month with no hours per month occurring during trading hours; Property houses our gym and financial services firm office.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-27
S63 Uniform Securities Agent State Law Examination 2000-08-16
  • S66 Uniform Combined State Law Examination
    2005-09-27
  • S63 Uniform Securities Agent State Law Examination
    2000-08-16
Other Names
  • Keith Howell Foster

View on SEC IAPD

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