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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2025-02-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Concourse Financial Group Securities Inc | Birmingham | AL | 09/2009 | 02/2025 |
| Cetera Wealth Services, Llc | Bessemer | AL | 02/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 02/2025 | Present |
(dba) SECURITY FINANCIAL ADVISORS, LLC; Investment Related; 3985 Pine Lane SE, Bessemer, AL 35022; Investments and Insurance; Financial Advisor; Start Date 11/2011; 160 hours per month with most hours per month occurring during trading hours; Offer securities and insurance product sales and service. >> INSURANCE; Investment Related; 3985 Pine Lane SE, Bessemer, AL 35022; Insurance Sales; Licensed Insurance Producer; Start Date 09/2009; 5 hours per month with those 5 hours per month occurring during trading hours; Fixed insurance product sales and service. >> FITNESS 459; Non-Investment Related; 3985 Pine Lane SE, Bessemer, AL 35022; Gym; Owner/Instructor; Start Date 12/2013; 30 hours per month with none of those 30 hours occurring during trading hours; Offer workout classes - I am an owner and run classes as needed. >> 459 PROPERTIES; Non-Investment Related; 3985 Pine Lane SE, Bessemer, AL 35022; Real Estate; Owner; Start Date 02/2018; 2 hours per month with no hours per month occurring during trading hours; Property houses our gym and financial services firm office.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-09-27 |
| S63 | Uniform Securities Agent State Law Examination | 2000-08-16 |
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