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Michael Leonard Lim

Pacific Wealth Management

San Diego, CA

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Current Employers
Pacific Wealth Management

11512 El Camino Real Ste 350, San Diego, CA 92130 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2003-02-21
  • CA RA
    APPROVED
    Since 2003-02-21

Branch Locations

11512 El Camino Real Suite 350, San Diego, CA 92130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pacific Wealth Management, Llc San Diego CA 02/1998 Present
Girard Securities, Inc. San Diego CA 04/2005 Present
  • 02/1998 → Present
    Pacific Wealth Management, Llc
    San Diego, CA
  • 04/2005 → Present
    Girard Securities, Inc.
    San Diego, CA
Previous Registrations
  • 2005-04-05 → 2017-11-01
    Girard Securities, Inc.
    San Diego, CA
    San Diego, CA
  • 2000-12-14 → 2005-04-07
    Lockwood Financial Services, Inc.
    San Diego, CA
  • 2002-10-16 → 2002-12-31
    San Diego, CA
Other Businesses

PACIFIC WEALTH MANAGEMENT LLC/12544 HIGH BLUFF DRIVE, STE 440, SAN DIEGO, CA 92130/0/AGENT-REP/100% TIME SPENT ON BUSINESS. IAR REGISTERED THROUGH PACIFIC WEALTH MANAGEMENT.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-16
S63 Uniform Securities Agent State Law Examination 1994-10-10
  • S65 Uniform Investment Adviser Law Examination
    1999-06-16
  • S63 Uniform Securities Agent State Law Examination
    1994-10-10
Other Names
  • Mike Lim

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