Michael Leonard Lim

Employer firm

Pacific Wealth Management CRD 113217

$372M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/1998 → Present
  Pacific Wealth Management, Llc
  San Diego, CA
• 04/2005 → Present
  Girard Securities, Inc.
  San Diego, CA

Previous Registrations

• 2005-04-05 → 2017-11-01
  Girard Securities, Inc.
  San Diego, CA
  San Diego, CA
• 2000-12-14 → 2005-04-07
  Lockwood Financial Services, Inc.
  San Diego, CA
• 2002-10-16 → 2002-12-31
  Pacific Wealth Management
  San Diego, CA

Other Businesses

PACIFIC WEALTH MANAGEMENT LLC/12544 HIGH BLUFF DRIVE, STE 440, SAN DIEGO, CA 92130/0/AGENT-REP/100% TIME SPENT ON BUSINESS. IAR REGISTERED THROUGH PACIFIC WEALTH MANAGEMENT.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-06-16
• S63 Uniform Securities Agent State Law Examination
  1994-10-10

Other Names

• Mike Lim