William Albert Wilkes

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2006 → Present
  Cetera Investment Services Llc
  St. Cloud, MN
• 11/2006 → Present
  Midfirst Bank
  Phoenix, AZ
• 01/2014 → Present
  Cetera Investment Advisers Llc
  Phoenix, AZ

Previous Registrations

• 2006-07-19 → 2008-08-15
  Rg Advisor Group
  Scottsdale, AZ
• 2003-09-15 → 2006-07-06
  Ameriprise Advisor Services, Inc.
  Scottsdale, AZ
  Scottsdale, AZ
• 2002-11-29 → 2003-04-25
  Quick & Reilly, Inc.
  Phoenix, AZ

Other Businesses

ABILITY TO EARN COMPENSATION FROM REFERRALS THROUGH TRUE CHAMPION REFERRAL PROGRAM AT MIDFIRST

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-11-22
• S63 Uniform Securities Agent State Law Examination
  1994-07-22

Other Names

• B J Albert Wilkes