William Albert Wilkes

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-10-22
AZ	RA	APPROVED	2014-01-21

TX RA
APPROVED_RES

Since 2019-10-22
AZ RA
APPROVED

Since 2014-01-21

Branch Locations

4750 E. Chandler Blvd., Phoeniz, AZ 85226 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Cetera Investment Services Llc	St. Cloud	MN	11/2006	Present
Midfirst Bank	Phoenix	AZ	11/2006	Present
Cetera Investment Advisers Llc	Phoenix	AZ	01/2014	Present

11/2006 → Present

Cetera Investment Services Llc

St. Cloud, MN
11/2006 → Present

Midfirst Bank

Phoenix, AZ
01/2014 → Present

Cetera Investment Advisers Llc

Phoenix, AZ

Previous Registrations

2006-07-19 → 2008-08-15

Rg Advisor Group

Scottsdale, AZ
2003-09-15 → 2006-07-06

Ameriprise Advisor Services, Inc.

Scottsdale, AZ

Scottsdale, AZ
2002-11-29 → 2003-04-25

Quick & Reilly, Inc.

Phoenix, AZ

Other Businesses

ABILITY TO EARN COMPENSATION FROM REFERRALS THROUGH TRUE CHAMPION REFERRAL PROGRAM AT MIDFIRST

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-11-22
S63	Uniform Securities Agent State Law Examination	1994-07-22

S65 Uniform Investment Adviser Law Examination

1999-11-22
S63 Uniform Securities Agent State Law Examination

1994-07-22

Other Names

B J Albert Wilkes

View on SEC IAPD

Current Employers

Cetera Investment Advisers Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews